Regulatory and Disciplinary

We act in Regulatory and Disciplinary matters on behalf of financial institutions and in criminal regulatory and enforcement proceedings for individual and corporate defendants. Members are also often appointed in disciplinary Tribunals as panel members, chair or on behalf of respondent parties in respective proceedings.  

More widely, members are appointed by sports bodies including Professional Cricketers' Association and the League Managers' Association. Chambers have also represented PLC’s and other corporates in defending allegations of mis selling practices.  

Our Regulatory matters often have an international element, having acted in a Prosecution of a Hong Kong CIOT Fellow, upon allegations of multi-million HK$/AUD$/€ misappropriation from a series of clients in Hong Kong, Singapore and Australia. 

Members also work with the Bar Council in designing and delivering training for the Bar in respect of money laundering issues relating to direct access instructions.  

Representative Cases

Representative Cases

Representative Cases

For a confidential conversation please contact Chief Executive and Director of Clerking, Sam Carter.

For enquiries please contact our clerks

“The clerks always go above and beyond to assist. They understand the needs of instructing solicitors, particularly in identifying suitable counsel for cases”

  • Chambers & Partners

“A friendly and integrated service. The clerks systems and client handling are excellent - with a can-do attitude, enabling easier planning on my side.”

  • Legal 500

18:53

BVI

17:53

Cayman Islands

02:53

Dubai

06:53

Hong Kong

22:53

London

01:53

Qatar

06:53

Singapore

For a confidential conversation please contact Chief Executive and Director of Clerking, Sam Carter.

For enquiries please contact our clerks

“The clerks always go above and beyond to assist. They understand the needs of instructing solicitors, particularly in identifying suitable counsel for cases”

  • Chambers & Partners

“A friendly and integrated service. The clerks systems and client handling are excellent - with a can-do attitude, enabling easier planning on my side.”

  • Legal 500

18:53

BVI

17:53

Cayman Islands

02:53

Dubai

06:53

Hong Kong

22:53

London

01:53

Qatar

06:53

Singapore

For a confidential conversation please contact Chief Executive and Director of Clerking, Sam Carter.

For enquiries please contact our clerks

“The clerks always go above and beyond to assist. They understand the needs of instructing solicitors, particularly in identifying suitable counsel for cases”

  • Chambers & Partners

“A friendly and integrated service. The clerks systems and client handling are excellent - with a can-do attitude, enabling easier planning on my side.”

  • Legal 500

18:53

BVI

17:53

Cayman Islands

02:53

Dubai

06:53

Hong Kong

22:53

London

01:53

Qatar

06:53

Singapore