Regulatory and Disciplinary
We act in Regulatory and Disciplinary matters on behalf of financial institutions and in criminal regulatory and enforcement proceedings for individual and corporate defendants. Members are also often appointed in disciplinary Tribunalsโฏas panel members, chair or on behalf of respondent parties in respective proceedings.โฏโฏ
More widely, members are appointed by sports bodies including Professional Cricketers' Association and the League Managers' Association. Chambers have also represented PLCโs and other corporates in defending allegations of mis selling practices.โฏโฏ
Our Regulatory matters often have an international element, having acted in a Prosecution of a Hong Kong CIOT Fellow, upon allegations of multi-million HK$/AUD$/โฌ misappropriation from a series of clients in Hong Kong, Singapore and Australia.โฏ
Members also work with the Bar Council in designing and delivering training for the Bar in respect of money laundering issues relating to direct access instructions.โฏโฏ
โThe clerks always go above and beyond to assist. They understand the needs of instructing solicitors, particularly in identifying suitable counsel for casesโ | Chambers & Partners


