Regulatory and Disciplinary

We act in Regulatory and Disciplinary matters on behalf of financial institutions and in criminal regulatory and enforcement proceedings for individual and corporate defendants. Members are also often appointed in disciplinary Tribunalsโ€ฏas panel members, chair or on behalf of respondent parties in respective proceedings.โ€ฏโ€ฏ

More widely, members are appointed by sports bodies including Professional Cricketers' Association and the League Managers' Association. Chambers have also represented PLCโ€™s and other corporates in defending allegations of mis selling practices.โ€ฏโ€ฏ

Our Regulatory matters often have an international element, having acted in a Prosecution of a Hong Kong CIOT Fellow, upon allegations of multi-million HK$/AUD$/โ‚ฌ misappropriation from a series of clients in Hong Kong, Singapore and Australia.โ€ฏ

Members also work with the Bar Council in designing and delivering training for the Bar in respect of money laundering issues relating to direct access instructions.โ€ฏโ€ฏ

Representative Cases

Representative Cases

Representative Cases

Representative Cases

For enquiries please contact our clerks

For enquiries please contact our clerks

For Enquiries Please

Contact Our Clerks

For Enquiries

Please Contact
Our Clerks

โ€œA friendly and integrated service. The clerks systems and client handling are excellent - with a can-do attitude, enabling easier planning on my side.โ€ | Legal 500

โ€œA friendly and integrated service. The clerks systems and client handling are excellent - with a can-do attitude, enabling easier planning on my side.โ€ | Legal 500

โ€œThe clerks always go above and beyond to assist. They understand the needs of instructing solicitors, particularly in identifying suitable counsel for casesโ€ | Chambers & Partners

19:05

BVI

18:05

Cayman Islands

03:05

Dubai

07:05

Hong Kong

23:05

London

02:05

Qatar

07:05

Singapore

18:05

Cayman Islands

23:05

London

19:05

BVI

02:05

Qatar

03:05

Dubai

07:05

Singapore

07:05

Hong Kong

19:05

BVI

18:05

Cayman Islands

03:05

Dubai

07:05

Hong Kong

23:05

London

02:05

Qatar

07:05

Singapore